Investment Banking and Brokerage

Capital Securities

Capital Securities released FY2026 Q1 earnings on April 28 (BJT), actual revenue CNY 563.54 M, actual EPS CNY 0.07

Capital Securities released FY2025 Q4 earnings on March 20, 2026 (BJT), with actual revenue of CNY 506.85 M and EPS of CNY 0.1002

Capital Securities released FY2025 Annual Earnings on March 20 (BJT), actual revenue CNY 2.522 B, actual EPS CNY 0.39

Capital Securities released FY2025 Q3 earnings on October 29 (BJT), actual revenue CNY 738.16 M, actual EPS CNY 0.1093

Capital Securities released FY2025 9 Months earnings on October 29 (BJT), actual revenue CNY 2.016 B, actual EPS CNY 0.2851

Capital Securities released FY2025 Semi-Annual earnings on August 28 BJT, actual revenue CNY 1.277 B, actual EPS CNY 0.18

Capital Securities released FY2025 Q2 earnings on August 28 (BJT), actual revenue CNY 847.53 M, actual EPS CNY 0.1157

Chuangye Securities' Corporate Bond Project Status Updated to 'Submitted for Registration'

Anhui Liangjiang Investment Issues 300 Million RMB Innovative Sci-Tech Corporate Bonds

Sinocera Securities Approved to Issue Up to 2 Billion Corporate Bonds

Sinocreative Securities to Purchase Office Property for 104 Million Yuan

Capital Securities released FY2025 Q1 earnings on April 29 (BJT), actual revenue CNY 429.41 M, actual EPS CNY 0.06

Chuangshou Securities Revenue and Net Profit Declined in Q1 2025

Capital Securities released FY2024 Q4 earnings on February 21, 2025 (BJT), with actual revenue of CNY 550.72 M and EPS of CNY 0.09

Capital Securities released FY2024 annual earnings on February 21 (BJT), with actual revenue of CNY 2.404 B and EPS of CNY 0.36

Shouchuang Securities Achieves Significant Growth in Operating Income and Net Profit in 2024

Capital Securities released FY2024 Q3 earnings on October 23 (BJT), actual revenue CNY 604.37 M, actual EPS CNY 0.1003

Capital Securities released FY2024 9-month earnings on October 23 (BJT), actual revenue CNY 1.854 B, actual EPS CNY 0.2701

Shouchuang Securities 2024 Q3 Report

Shou Chuang Securities 2024 Semi-Annual Report Released

601136

首创证券股份有限公司

Capital Securities Co., Ltd. has received formal approval from the China Securities Regulatory Commission for its Hong Kong listing plan and has resubmitted its listing application to the Hong Kong Stock Exchange, planning to issue approximately 1.05 billion shares. The company hopes to become the 14th dual-listed brokerage in China through this listing. Last year, the company's revenue reached 3.64 billion yuan, and net profit increased to 1.06 billion yuan

BambooWorks

HKEX

HKEX-R

Hong Kong Exchanges and Clearing (HKEX)

News: Capital Securities submits another application for Hong Kong listing after approval from the China Securities Regulatory Commission

On April 17th, the International Cooperation Department of the China Securities Regulatory Commission issued the "Notice on the Filing of Overseas Issuance and Listing by Capital Securities Co., Ltd.", confirming the overseas issuance and listing filing information of Capital Securities Co., Ltd. (hereinafter referred to as "Capital Securities", 601136). The filing notice shows that Capital Securities plans to issue no more than 1.048 billion overseas listed ordinary shares and list them on the Hong Kong Stock Exchange. (The Paper)

36Kr

Capital Securities aims to become the 14th "A+H" listed brokerage firm approved by the China Securities Regulatory Commission

On April 17, Capital Securities announced it received the filing notice from the China Securities Regulatory Commission for overseas issuance and listing. If successfully listed, it is expected to become the 14th 'A+H' listed brokerage firm

- On April 17, Shi Chuang Securities announced receipt of the CSRC's external listing filing notice, potentially becoming the 14th "A+H" listed brokerage.  
- While achieving a revenue increase of 4.58% and a net profit increase of 7.26% in 2025, its growth appears weak compared to peers, as other firms saw significantly higher gains.  
- The firm's struggle in asset management, which declined by over 47%, raises doubts on whether its upcoming capital raise in Hong Kong will enhance competitiveness amid ongoing industry challenges.

Wallstreetcn

Shenwan Hongyuan

SWHY

Hongta Securities

CCSC

CC SECURITIES

SWHYHK

After 7 Years, the 14th 'A+H' Brokerage Firm is on the Horizon

36Kr learned that Capital Securities announced that the company is in the process of applying for the issuance of overseas listed shares (H shares) and listing on the main board of the Hong Kong Stock Exchange. Recently, it received the "Notice of Filing for Overseas Issuance and Listing of Capital Securities Co., Ltd." issued by the China Securities Regulatory Commission. The company plans to issue no more than 1.048 billion overseas listed ordinary shares and list on the Hong Kong Stock Exchange

Capital Securities: Plans to issue no more than 1.048 billion H shares for filing with the China Securities Regulatory Commission

Capital Securities: Issuance of overseas listed shares (H shares) has been filed with the China Securities Regulatory Commission

159842

601688

600621

512000

002670

512880

002945

Brokerage stocks surged, with CLS hitting the daily limit, SHCF, HTSC, EASTMONEY, GUOSHENG SECURITIES, EASTMONEY, Northeast Securities, BOCIC, and Capital Securities following suit

Yinhua CSI All Share Investment Banking & Brokerage ETF

HTSC

SHCF

BOCIC

EASTMONEY

Northeast Securities

Hwabao WP CSI All Share Investment Banking & Brokerage ETF

GUOSHENG SECURITIES

Guotai CSI All Share Investment Banking & Brokerage ETF

688349

688147

Next week, 17 A-share stocks will have a market value of over 1 billion yuan released from restrictions, with 7 stocks having a market value of over 10 billion yuan released. Among them, Capital Securities, Sany Renewable Energy, and Leadmicro have the highest market values released, at 42.312 billion yuan, 24.875 billion yuan, and 22.536 billion yuan, respectively

Sany Renewable Energy

Leadmicro

Next week, the market value of 7 stocks that will be unlocked exceeds 10 billion yuan

002939

601377

Recently, several listed securities firms such as CGWS, INDUSTRIAL SECURITIES, and Capital Securities announced dividend distributions, with the payment date set for December 18 to 19. Regulatory authorities are guiding companies to strengthen shareholder returns, and it is expected that nearly 9 billion yuan in dividends will still be distributed in the future

CGWS

INDUSTRIAL SECURITIES

Eighty percent of listed securities firms will distribute dividends at least twice this year, with nearly 9 billion yuan in dividends on the way

Capital Securities(601136.SH)